Legal Information
for TSP Wealth
Financial advice in the UK is regulated by the Financial Conduct Authority and the Prudential
Conduct Authority (nothing to do with the Prudential Insurance Company).
We, at TSP Wealth LLP, are authorized by the Financial Conduct Authority (FCA).
FCA number: 781164. This can be found at register.fca.org.uk.
Other useful websites
The PFS audit our advisers each year and provide them with their “Statement of Professional Standing” (SPS), which they need in order to be able to practice. You can find out more by visiting their websites:
Call Recording: Telephone calls to or from our office may be recorded.
Where you have a complaint or dispute with us and we are unable to resolve this to your satisfaction then we are obliged to offer you the Financial Ombudsman Service to help resolve this.
Please see the following link for further details: www.financial-ombudsman.org.uk.